The UK-native AI platform for wealth management operations

Your operations team spends
80% of their time on admin.
We fix that.

Wealth IQ is the operational AI platform purpose-built for UK wealth managers, private client investment firms, and DFMs. We own the workflows that consume your team: client onboarding, KYC/AML, and mandate documentation. Your operations, compliance, and advisory teams focus on the work that actually moves the business forward.

80%
of operations and compliance time lost to manual coordination
FCA-native
Consumer Duty ready. Purpose-built for the UK regulatory regime
£100M–£5B
the firms Wealth IQ is designed for

We build with firms, not just for them.

Wealth IQ is being built alongside a small, deliberately chosen group of UK wealth management firms. Design partners don't just buy software. They shape the product, influence the roadmap, and lock in founding economics before general release.

01

Direct input into the product

Your operational reality shapes what we build. Design partners join working sessions with the founding team and influence agent behaviour, role-based dashboards, and integrations from day one.

02

Founding economics

Pricing locked in permanently. Priority access to new capabilities as we extend into mandate documentation and ongoing compliance. No procurement gauntlet. We move at the pace your firm works.

03

White-glove implementation

Dedicated implementation support from the founding team. Not a success manager. Not a ticketing system. A direct line to the people building the product.

We are working with a small number of design partners ahead of general release. Currently accepting expressions of interest from UK wealth managers, private client investment firms, DFMs, and stockbrokers managing £100M–£5B in client assets.

The software didn't fix it.
Because the problem isn't software.

Your firm already has a CRM. A portfolio management system. A compliance tool. A client portal. None of them own the process end-to-end.

So your operations team spends its time moving information between systems, chasing documents, following up on blockers, and reconstructing status on demand. Your compliance team audits work that has already happened. Your COO has no single view of what's stuck, where, and why.

"The gap isn't a feature. It's an owner."
01
Fragmented tools, fragmented workflow CRM, portfolio system, compliance tool, CRM fields, email threads. None of them own the end-to-end process.
02
Compliance is reactive, not real-time Audit trails assembled retrospectively. Reviews surface gaps that were never the plan.
03
No operational visibility for the COO When leadership asks "where is this client?" there is no single, confident answer.
04
Every client is a manual project Onboarding, KYC, mandate docs. Each one coordinated by a person, case by case, repeatedly.

Your RMs already have the tools.
What they don't have is coordination.

Every wealth manager has the same stack. A CRM. A portfolio management system. A compliance tool. A client portal. A document store. Each does its job. None of them talk to each other.

So your relationship managers spend their time switching between systems, reconstructing status from email, and manually moving information between tools that should already know.

Wealth IQ is the orchestration layer that sits above this stack. We don't replace the tools. We bring them together into a single workflow, so your RMs, operations, and compliance teams all see the same thing, in real time, without chasing.

"Not an AI assistant sitting next to your RM. An orchestration layer sitting above your stack."
Your existing stack
CRM
Portfolio
System
Compliance
Tool
Client
Portal
Document
Store
Wealth IQ
Orchestration layer
Adviser
view
Operations
view
Compliance
view

One operational layer.
Three agents. Full process ownership.

Wealth IQ sits above your existing stack and takes ownership of the operational workflow. Not a new CRM. Not a compliance add-on. A purpose-built orchestration layer that drives each client process from agreement to active mandate, giving every stakeholder real-time visibility.

01 / Client Onboarding

Collect.

Collects, verifies, and organises client documentation. Chases what's missing. Runs identity checks in parallel. Escalates blockers to the right team automatically. Ops and advisers see exactly where every case stands, in real time.

02 / KYC/AML & Compliance

Verify.

Screens against global AML, PEP, and sanctions watchlists. Validates source of wealth. Flags risk issues for compliance review before they become audit findings. Full FCA-aligned evidence generated automatically throughout.

03 / Mandate & Sign-Off

Complete.

Prepares mandate documentation, captures required sign-offs, and syncs confirmed client data directly into your CRM and portfolio system. Human review at every checkpoint. Nothing executes without adviser or compliance authorisation.

Powered by purpose-built AI agents
Configurable around your existing stack, not instead of it

Three views. One source of truth.

Wealth IQ gives every role in your firm the view they actually need. No switching tools, no chasing updates, no reconstructing status from email.

Adviser view

Your book, in one place

Every client you own, every process in flight, every pending action. No more lost in an inbox. No more manual chase.

Operations view

Every case, every stage

Real-time throughput across the firm, not end-of-week reports. See blockers before they become escalations.

Compliance view

Full audit trail, in real time

Every action logged, every decision evidenced, every regulatory checkpoint traceable. Always inspection-ready.

Built for regulated firms. UK-native from day one.

FCA Compliance

Compliance isn't a configuration step

Wealth IQ is purpose-built around the UK regulatory regime. Every workflow generates a structured, audit-ready record aligned to Consumer Duty standards and FCA file review requirements. The evidence is always there because it's always being captured.

FCA-Regulated Firms AML 2017 UK GDPR Consumer Duty KYC & PEP Screening SMCR Aligned
Security & Data

Enterprise-grade, UK-resident

UK data residency Hosted exclusively on Microsoft Azure UK South and UK West. Client data never leaves the UK.
No model training on client data Enterprise agreements with Anthropic and Microsoft Azure OpenAI guarantee your data is never used to train or improve AI models.
SOC 2 Type II in progress · ISO 27001 planned Actively working toward full certification.

Configurable around how your firm already operates.

We don't replace the systems that already work. Wealth IQ sits above your existing CRM, portfolio management, and compliance tools, adding orchestration, visibility, and audit-grade evidence without disruption.

Intelliflo
CRM · Practice Management
Microsoft Dynamics 365
CRM · Enterprise
More available on request
PMS · Compliance · KYC · Portal

Every integration is shaped by our design partners' real stack. If the tool you use isn't listed, we'll build the integration.

S
Sandeep
Co-Founder, Wealth IQ

The UK wealth management industry doesn't have a technology problem. It has a coordination problem. Every firm we speak to has already invested in CRM, compliance software, portfolio systems, and client portals. What they don't have is a layer that owns the operational process that runs across all of them.

The COOs and Heads of Operations we've spoken to describe the same pattern. The tools are fine. The people are capable. But the work falls between systems, and nobody owns the coordination. So operations teams spend their weeks chasing, compliance teams audit retrospectively, and the COO has no real-time view of the business they're running.

"Regulated firms don't need another tool. They need a system that owns the work that's falling between their tools."

We built Wealth IQ to be that system. Purpose-built for the UK regulatory regime. FCA-native by design. Configurable around the stack you already have, rather than in place of it.

Where we start. Where we're going.

Onboarding and KYC is the wedge. The platform is the product.

We start with client onboarding and KYC/AML because that's where the operational load is heaviest and the regulatory stakes are highest. From there, we extend the same orchestration layer across the full operational life of a client mandate.

Mandate documentation. Automated preparation, sign-off capture, and CRM sync for new and amended mandates.
Ongoing compliance. Continuous monitoring, periodic reviews, and Consumer Duty evidence without manual effort.
Firm-wide operational visibility. Real-time dashboards across onboarding, compliance, and adviser activity.

Be among the first firms on platform.

We're working with a small group of UK wealth management firms to shape Wealth IQ before general release. Design partners get direct input into the product, founding pricing that locks in permanently, and a dedicated implementation team from day one.

Direct input into agent behaviour, dashboards, and integrations
Founding firm pricing, locked in permanently
Priority access to mandate documentation and ongoing compliance as we release
Dedicated implementation from the founding team
Shape the roadmap for the rest of the UK market
Prefer to speak directly? sales@wealth-iq.co.uk. We respond within one business day.
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